Error loading page.
Try refreshing the page. If that doesn't work, there may be a network issue, and you can use our self test page to see what's preventing the page from loading.
Learn more about possible network issues or contact support for more help.

Wiley Series 4 Exam Review 2016 + Test Bank

ebook
The go-to guide to acing the Series 4 Exam!

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2016 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused
  • Wiley Series 4 Exam Review 2016 is your ticket to passing the Series 4 test on the first try—with flying colors!


    Expand title description text
    Series: Wiley FINRA Publisher: Wiley Edition: 4

    OverDrive Read

    • ISBN: 9781119138624
    • File size: 1196 KB
    • Release date: November 16, 2015

    EPUB ebook

    • ISBN: 9781119138624
    • File size: 1196 KB
    • Release date: November 16, 2015

    Formats

    OverDrive Read
    EPUB ebook

    Languages

    English

    The go-to guide to acing the Series 4 Exam!

    The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

    Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2016 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused
  • Wiley Series 4 Exam Review 2016 is your ticket to passing the Series 4 test on the first try—with flying colors!


    Expand title description text